As the landscape of the financial industry evolves, so too must the approach to regulatory compliance. Compliance professionals are tasked with the critical responsibility of ensuring their organizations’ adherence to a complex web of rules set out by regulatory bodies like the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). As …
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Artificial Intelligence in Compliance
Can AI transform the way we work with compliance? Compliance has been fundamental in all human activity and societal structures of all ages, and it is easy to forget how omnipresent this is in our daily lives where virtually all the things we surround us with and services we consume has been through some kind …